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This paper explores the risk approach, considering both the physical and human dimensions of the phenomenon in order to produce a more realistic and spatial analysis of risk. Exposure and vulnerability were combined and evaluated multidimensionally, considering individual, socio-economic, and structural (building-related) aspects. These risk factors were then integrated in a multi-criteria analysis in order to produce a comprehensive risk index that could be visualized at the building scale. The relative importance of the indicators was determined through a participatory process involving local and national experts on civil security and flooding. Particular attention was paid to individual vulnerability, including perception and preparedness for flood risk, which were explored directly with local people using a questionnaire. Qualitative and quantitative analyses of the responses allowed for a better understanding of the perception and preparedness of populations exposed to flooding. These data should help to improve risk communication between the authorities concerned and the populations at risk, as well as encouraging implementation of appropriate measures and a bottom-up participatory management approach. The integration of data in a geographic information system enables the visualization and spatialization of risk, but also each of its components.

Abstract This study integrates novel data on 100-year flood hazard extents, exposure of residential properties, and place-based social vulnerability to comprehensively assess and compare flood risk between Indigenous communities living on 985 reserve lands and other Canadian communities across 3701 census subdivisions. National-scale exposure of residential properties to fluvial, pluvial, and coastal flooding was estimated at the 100-year return period. A social vulnerability index (SVI) was developed and included 49 variables from the national census that represent demographic, social, economic, cultural, and infrastructure/community indicators of vulnerability. Geographic information system-based bivariate choropleth mapping of the composite SVI scores and of flood exposure of residential properties and population was completed to assess the spatial variation of flood risk. We found that about 81% of the 985 Indigenous land reserves had some flood exposure that impacted either population or residential properties. Our analysis indicates that residential property-level flood exposure is similar between non-Indigenous and Indigenous communities, but socioeconomic vulnerability is higher on reserve lands, which confirms that the overall risk of Indigenous communities is higher. Findings suggest the need for more local verification of flood risk in Indigenous communities to address uncertainty in national scale analysis.

This paper finds that social differentiation in flood impacts is relatively small soon after a flood, with some surprising results such as professionals and homeowners badly affected in the short‐term – but widens over time, with socially disadvantaged groups displaying less recovery. The paper concludes that vulnerability and resilience to flooding are sensitive to financial resources, institutional support (chiefly from a landlord), and capacity to deal with disruption (chiefly time availability, which is low among professionals and high among retired people). An implication of these findings is that existing indices of flood vulnerability that use multiple measures of social deprivation should be used with caution, as not all conventional aspects of social deprivation are necessarily associated with greater vulnerability to flood impacts. , This paper reports household questionnaire survey results on vulnerability and resilience to flooding from one of the largest and most representative samples ( n  = 593) of households up to 12 years after they were flooded, and is one of the first to provide detailed analysis of social differentiation in long‐term flood impacts. A novel finding is that social differentiation in flood impacts is relatively small soon after a flood, but widens over time, with socially disadvantaged groups displaying less recovery. The patterns of social differentiation in vulnerability and resilience to flooding differ markedly according to the type and timescale of the impact, with some normally socially advantaged groups (e.g., professionals and homeowners) being most vulnerable to short‐term impacts. Consistent with some existing studies, we found that older residents (age 70+) have greater resilience to flood impacts, although our sample may not capture the frailest individuals. As in previous research, low income is linked to lower resilience, particularly in the long term. We find that prior experience of flooding, despite enhancing preparedness, overall erodes rather than enhances resilience to flooding. Flood warnings are effective at reducing vulnerability to short‐term impacts. Underlying influences on resilience to natural disasters are complex and may only be revealed by multivariate analysis and not always be evident in simple observed patterns. The paper concludes that vulnerability and resilience to flooding are sensitive to financial resources, institutional support (chiefly from a landlord), and capacity to deal with disruption (chiefly time availability, which is low among professionals and high among retired people). An implication of these findings is that existing indices of flood vulnerability that use multiple measures of social deprivation should be used with caution, as not all conventional aspects of social deprivation are necessarily associated with greater vulnerability to flood impacts.

In Eastern Dhaka, perennial flood remains a constant threat to people and livelihoods. Learning from the micro-level experiences of the poor in the peri-urban areas of Dhaka provides insights on the intersections between physical vulnerability, flood response strategies, and adaptive capacity. Through a convergent mixed method, this study examines the physical vulnerability of residential buildings, flood damages, and local physical responses in three neighborhoods of Eastern Dhaka. Results show that the level of damage to buildings is the most important predictor of physical vulnerability to floods. Buildings that are older than 20 years old and built with natural materials are likely to experience high flood damages compared to buildings that are less than 10 years and constructed with durable materials. The study concludes that in addition to socio-economic interventions, a targeted and people-centered flood management regime that pays attention to age, material composition, and structural quality of houses is necessary to build residents’ adaptive capacities and long-term resilience to flooding. This study contributes to the emerging work on grassroots responses to flood vulnerabilities with practical insights for urban planners and disaster management professionals on particular interventions needed to improve the performance of local responses to flood risks and vulnerabilities.

La province du Nouveau-Brunswick, situee dans l’est du Canada, est tres affectee par les inondations. Bien que moins documentee que l’alea, la dimension humaine du risque que represente la vulnerabilite est importante pour l’adaptation des populations. Cet article fait un survol des principaux concepts lies a la vulnerabilite et presente leur application a l’echelle d’un bassin versant de taille moyenne. Les resultats montrent la necessite de considerer simultanement la perception et la preparation au risque d’inondation. En effet, si certains residents dans les zones a risque ont une bonne connaissance des inondations et une perception realiste du risque, cela ne se traduit pas necessairement par une preparation adaptee et adequate face au risque. La reduction du risque passe indeniablement par une meilleure sensibilisation et education de la population.

Climate change has induced considerable changes in the dynamics of key hydro-climatic variables across Canada, including floods. In this study, runoff projections made by 21 General Climate Models (GCMs) under four Representative Concentration Pathways (RCPs) are used to generate 25 km resolution streamflow estimates across Canada for historical (1961–2005) and future (2061–2100) time-periods. These estimates are used to calculate future projected changes in flood magnitudes and timings across Canada. Results obtained indicate that flood frequencies in the northernmost regions of Canada, and south-western Ontario can be expected to increase in the future. As an example, the historical 100-year return period events in these regions are expected to become 10–60 year return period events. On the other hand, northern prairies and north-central Ontario can be expected to experience decreases in flooding frequencies in future. The historical 100-year return period flood events in these regions are expected to become 160–200 year return period events in future. Furthermore, prairies, parts of Quebec, Ontario, Nunavut, and Yukon territories can be expected to experience earlier snowmelt-driven floods in the future. The results from this study will help decision-makers to effectively manage and design municipal and civil infrastructure in Canada under a changing climate.

Abstract A disproportionate share of the global economic and human losses caused by environmental shocks is borne by people in the developing nations. The mountain region of Hindu-Kush Himalaya (HKH) in South Asia is threatened by numerous flooding events annually. An efficient disaster risk reduction often needs to rest upon location-based synoptic view of vulnerability. Resolving this deficit improves the ability to take risk reduction measures in a cost-effective way, and in doing so, strengthens the resilience of societies to flooding disasters. The central aim of this research is to identify the vulnerable locations across HKH boundary from the perspective of reported history of economic and human impacts due to occurrence of flooding disasters. A detailed analysis indicates a very high spatial heterogeneity in flooding disaster occurrence in the past 6 decades. The most recent decade reported highest number of disasters and greater spatial coverage as compared to the earlier decades. The data indicates that, in general, economic impacts of flooding disasters were notably higher in Pakistan, Afghanistan and Nepal. On the other hand, vulnerability scenarios with respect to human impacts were diverse for different countries. In terms of morbidity and mortality, Bangladesh, Pakistan, Bhutan and India were detected to be most susceptible to human impacts. Although Bhutan had seen lesser number of flooding disasters, higher population living within disaster prone region make them vulnerable. In summary, complex interactions between natural and socio-economic conditions play a dominant role to define and characterize the type and magnitude of vulnerability of HKH countries to disaster occurrence and their economic and human impacts.

The global impacts of river floods are substantial and rising. Effective adaptation to the increasing risks requires an in-depth understanding of the physical and socioeconomic drivers of risk. Whereas the modeling of flood hazard and exposure has improved greatly, compelling evidence on spatiotemporal patterns in vulnerability of societies around the world is still lacking. Due to this knowledge gap, the effects of vulnerability on global flood risk are not fully understood, and future projections of fatalities and losses available today are based on simplistic assumptions or do not include vulnerability. We show for the first time (to our knowledge) that trends and fluctuations in vulnerability to river floods around the world can be estimated by dynamic high-resolution modeling of flood hazard and exposure. We find that rising per-capita income coincided with a global decline in vulnerability between 1980 and 2010, which is reflected in decreasing mortality and losses as a share of the people and gross domestic product exposed to inundation. The results also demonstrate that vulnerability levels in low- and high-income countries have been converging, due to a relatively strong trend of vulnerability reduction in developing countries. Finally, we present projections of flood losses and fatalities under 100 individual scenario and model combinations, and three possible global vulnerability scenarios. The projections emphasize that materialized flood risk largely results from human behavior and that future risk increases can be largely contained using effective disaster risk reduction strategies.

Flood risk assessments provide inputs for the evaluation of flood risk management (FRM) strategies. Traditionally, such risk assessments provide estimates of loss of life and economic damage. However, the effect of policy measures aimed at reducing risk also depends on the capacity of households to adapt and respond to floods, which in turn largely depends on their social vulnerability. This study shows how a joint assessment of hazard, exposure and social vulnerability provides valuable information for the evaluation of FRM strategies. The adopted methodology uses data on hazard and exposure combined with a social vulnerability index. The relevance of this state-of-the-art approach taken is exemplified in a case-study of Rotterdam, the Netherlands. The results show that not only a substantial share of the population can be defined as socially vulnerable, but also that the population is very heterogeneous, which is often ignored in traditional flood risk management studies. It is concluded that FRM measures, such as individual mitigation, evacuation or flood insurance coverage should not be applied homogenously across large areas, but instead should be tailored to local characteristics based on the socioeconomic characteristics of individual households and neighborhoods.

Abstract While flood risk management planning in the U nited S tates has focused on flood control structures designed to protect the economic value of property, it has consistently undervalued other social impacts associated with flooding. The US A rmy C orps of E ngineers ( USACE ) recently initiated research aimed at understanding how to incorporate social characteristics into the measures currently utilised in flood control project evaluation and consideration. This paper proposes a methodology for incorporating a known measure of social vulnerability, the S ocial V ulnerability I ndex ( SoVI ), into USACE civil works planning. Using the USACE S outh A tlantic D ivision as the study area, this paper evaluates eight different variations of the social vulnerability metric and their potential deployment in USACE projects. Each formulation is compared with the original‐computed SoVI as a means to test its spatial and statistical sensitivity, including an assessment of each variant's robustness, reducibility, scalability, and transferability. Results indicate that while it is possible to create simplified, yet robust, versions of SoVI for individual places, such ‘lite’ metrics tend to fall short in areas of scalability and transferability in relation to the original SoVI formulation.

Mapping the delineation of areas that are flooded due to water control infrastructure failure is a critical issue. Practical difficulties often present challenges to the accurate and effective analysis of dam-break hazard areas. Such studies are expensive, lengthy, and require large volumes of incoming data and refined technical skills. The creation of cost-efficient geospatial tools provides rapid and inexpensive estimates of instantaneous dam-break (due to structural failure) flooded areas that complement, but do not replace, the results of hydrodynamic simulations. The current study implements a Geographic Information System (GIS) based method that can provide useful information regarding the delineation of dam-break flood-prone areas in both data-scarce environments and transboundary regions, in the absence of detailed studies. Moreover, the proposed tool enables, without advanced technical skills, the analysis of a wide number of case studies that support the prioritization of interventions, or, in emergency situations, the simulation of numerous initial hypotheses (e.g., the modification of initial water level/volume in the case of limited dam functionality), without incurring high computational time. The proposed model is based on the commonly available data for masonry dams, i.e., dam geometry (e.g., reservoir capacity, dam height, and crest length), and a Digital Elevation Model. The model allows for rapid and cost-effective dam-break hazard mapping by evaluating three components: (i) the dam-failure discharge hydrograph, (ii) the propagation of the flood, and (iii) the delineation of flood-prone areas. The tool exhibited high accuracy and reliability in the identification of hypothetical dam-break flood-prone areas when compared to the results of traditional hydrodynamic approaches, as applied to a dam in Basilicata (Southern Italy). In particular, the over- and under-estimation rates of the proposed tool, for the San Giuliano dam, Basilicata, were evaluated by comparing its outputs with flood inundation maps that were obtained by two traditional methods whil using a one-dimensional and a two-dimensional propagation model, resulting in a specificity value of roughly 90%. These results confirm that most parts of the flood map were correctly classified as flooded by the proposed GIS model. A sensitivity value of over 75% confirms that several zones were also correctly identified as non-flooded. Moreover, the overall effectiveness and reliability of the proposed model were evaluated, for the Gleno Dam (located in the Central Italian Alps), by comparing the results of literature studies concerning the application of monodimensional numerical models and the extent of the flooded area reconstructed by the available historical information, obtaining an accuracy of around 94%. Finally, the computational efficiency of the proposed tool was tested on a demonstrative application of 250 Italian arch and gravity dams. The results, when carried out using a PC, Pentium Intel Core i5 Processor CPU 3.2 GHz, 8 GB RAM, required about 73 min, showing the potential of such a tool applied to dam-break flood mapping for a large number of dams.