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Human exposure to floods continues to increase, driven by changes in hydrology and land use. Adverse impacts amplify for socially vulnerable populations, who disproportionately inhabit flood-prone areas. This study explores the geography of flood exposure and social vulnerability in the conterminous United States based on spatial analysis of fluvial and pluvial flood extent, land cover, and social vulnerability. Using bivariate Local Indicators of Spatial Association, we map hotspots where high flood exposure and high social vulnerability converge and identify dominant indicators of social vulnerability within these places. The hotspots, home to approximately 19 million people, occur predominantly in rural areas and across the US South. Mobile homes and racial minorities are most overrepresented in hotspots compared to elsewhere. The results identify priority locations where interventions can mitigate both physical and social aspects of flood vulnerability. The variables that most distinguish the clusters are used to develop an indicator set of social vulnerability to flood exposure. Understanding who is most exposed to floods and where, can be used to tailor mitigation strategies to target those most in need.
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This paper investigates local-scale social vulnerability to flood hazards in Romania, aiming to identify the most vulnerable social and demographic groups across a wide range of geographical locations by considering three dimensions: demographic, socioeconomic, and the built environment. The purpose of the paper is threefold: first, it strives to improve the Social Vulnerability model (SoVI®) by applying a different weighting method adapted to the Romanian context, taking into consideration the municipalities exposed to flood movements. Second, it aims to develop an assessment model for the most vulnerable communities by measuring the heterogeneity according to local indicators related to disaster risks. Third, it aims to facilitate emergency managers to identify community sub-groups that are more susceptible to loss and to increase the resilience of local communities. To perform local-level vulnerability mapping, 28 variables were selected and three aggregated indexes were constructed with the help of the ArcGIS software. Moreover, a model of Geographically Weighted Regression (GWR) between communities directly affected by floods and localities with high- and very high values of the Local Social Vulnerability Index (LoSoVI) was used to explore the spatial relationship among them and to compare the appropriateness of Ordinary Least Square (OLS) and GWR for such modelling. The established GWR model has revealed that the negative effects of flood hazards are often associated with communities with a high degree of social vulnerability. Thus, the analysis is able to provide a more comprehensive picture on communities in desperate need of financial resources in order to have the ability to diminish the negative impacts of flood hazards and to provide a more sustainable society.
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28 Figure 7 : limites de la zone inondable et la zone inondée historiquement de la rive de Montréal de la rivière des prairies. [...] 68 Figure 27 : Aperçu de la table d’attributs de la base des données de la description de la sensibilité territoriale. [...] 41 Graphique 3 : Distribution des degrés de la sensibilité sociale par nombre d’aires de diffusion (206 AD au total) du secteur de la rivière des Prairies à Montréal à partir des résultats de l’indice ISSAIP des groupes de l’atelier de travail. [...] Cette analyse implique plusieurs étapes et le développement de plusieurs outils dont : la collecte des données disponibles et nécessaires pour réaliser un état des lieux des zones inondées historiquement pour une partie de la Ville de Montréal, la modélisation de l'espace occupé par l'eau selon différents niveaux d'eau possiblement atteints lors de débordement de la rivière, la collecte des donnée. [...] : la formation de réseaux de communication, la prise de décision, la création de consensus), qu’il est possible de mesurer, mais pas au moyen de données d’archives secondaires.
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Abstract A leading challenge in measuring social vulnerability to hazards is for output metrics to better reflect the context in which vulnerability occurs. Through a meta-analysis of 67 flood disaster case studies (1997–2013), this paper profiles the leading drivers of social vulnerability to floods. The results identify demographic characteristics, socioeconomic status, and health as the leading empirical drivers of social vulnerability to damaging flood events. However, risk perception and coping capacity also featured prominently in the case studies, yet these factors tend to be poorly reflected in many social vulnerability indicators. The influence of social vulnerability drivers varied considerably by disaster stage and national setting, highlighting the importance of context in understanding social vulnerability precursors, processes, and outcomes. To help tailor quantitative indicators of social vulnerability to flood contexts, the article concludes with recommendations concerning temporal context, measurability, and indicator interrelationships.
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Abstract Fatalities caused by natural hazards are driven not only by population exposure, but also by their vulnerability to these events, determined by intersecting characteristics such as education, age and income. Empirical evidence of the drivers of social vulnerability, however, is limited due to a lack of relevant data, in particular on a global scale. Consequently, existing global‐scale risk assessments rarely account for social vulnerability. To address this gap, we estimate regression models that predict fatalities caused by past flooding events ( n = 913) based on potential social vulnerability drivers. Analyzing 47 variables calculated from publicly available spatial data sets, we establish five statistically significant vulnerability variables: mean years of schooling; share of elderly; gender income gap; rural settlements; and walking time to nearest healthcare facility. We use the regression coefficients as weights to calculate the “ Glob al‐ E mpirical So cial V ulnerability I ndex (GlobE‐SoVI)” at a spatial resolution of ∼1 km. We find distinct spatial patterns of vulnerability within and across countries, with low GlobE‐SoVI scores (i.e., 1–2) in for example, Northern America, northern Europe, and Australia; and high scores (i.e., 9–10) in for example, northern Africa, the Middle East, and southern Asia. Globally, education has the highest relative contribution to vulnerability (roughly 58%), acting as a driver that reduces vulnerability; all other drivers increase vulnerability, with the gender income gap contributing ∼24% and the elderly another 11%. Due to its empirical foundation, the GlobE‐SoVI advances our understanding of social vulnerability drivers at global scale and can be used for global (flood) risk assessments. , Plain Language Summary Social vulnerability is rarely accounted for in global‐scale risk assessments. We develop an empirical social vulnerability map (“GlobE‐SoVI”) based on five key drivers of social vulnerability to flooding, that is, education, elderly, income inequality, rural settlements and travel time to healthcare, which we establish based on flood fatalities caused by past flooding events. Globally, we find education to have a high and reducing effect on social vulnerability, while all other drivers increase vulnerability. Integrating social vulnerability in global‐scale (flood) risk assessments can help inform global policy frameworks that aim to reduce risks posed by natural hazards and climate change as well as to foster more equitable development globally. , Key Points We develop a global map of social vulnerability at ∼1 km spatial resolution based on five key vulnerability drivers (“GlobE‐SoVI”) We establish vulnerability drivers empirically based on their contribution to predicting fatalities caused by past flooding events Accounting for social vulnerability in global‐scale (flood) risk assessments can inform global policy frameworks that aim to reduce risk
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Abstract Previous studies have drawn attention to racial and socioeconomic disparities in exposures associated with flood events at varying spatial scales, but most of these studies have not differentiated flood risk. Assessing flood risk without differentiating floods by their characteristics (e.g. duration and intensity of precipitation leading to flooding) may lead to less accurate estimates of the most vulnerable locations and populations. In this study, we compare the spatial patterning of social vulnerability, types of housing, and housing tenure (i.e. rented vs. owned) between two specific flood types used operationally by the National Weather Service—flash floods and slow-rise floods—in the floodplains across the Contiguous United States (CONUS). We synthesized several datasets, including established distributions of flood hazards and flooding characteristics, indicators of socioeconomic status, social vulnerability, and housing characteristics, and used generalized estimating equations to examine the proportion of socially vulnerable populations and housing types and tenure residing in the flash and slow-rise flood extents. Our statistical findings show that the proportion of the slow-rise flooded area in the floodplains is significantly greater in tracts characterized by higher percentages of socially vulnerable. However, the results could not confirm the hypothesis that they are exposed considerably more than less vulnerable in the flash flooded floodplains. Considering housing-occupancy vulnerability, the percentage of renter-occupancies are greater in the flash flood floodplains compared to slow-rise, especially in areas with high rainfall accumulation producing storms (e.g. in the Southeast). This assessment contributes insights into how specific flood types could impact different populations and housing tenure across the CONUS and informs strategies to support urban and rural community resilience and planning at local and state levels.
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Tokyo is located in a lowland area that is vulnerable to flooding. Due to global climate change, the scalability and frequency of flooding is increasing. On the other hand, population aging and family structural changes, as well as the lack of adaptation measures, would accelerate flooding vulnerability. The key factors involved in social vulnerability must be studied to reduce the risk of flooding. In this study, we refer to the MOVE framework (a disaster vulnerability assessment framework) and analyze it from three perspectives: Exposure to social vulnerability, susceptibility, and resilience. We subsequently develop an index system to complete the evaluation using 11 indicators. The collected data will help reveal social vulnerability to floods in the Katsushika Ward, Tokyo, using the information entropy method and GIS. We found that the western region of the Katsushika Ward is at more risk than the eastern region during flooding. Additionally, the possibility of a serious crisis erupting is greater in the southwestern region than in the northwestern region. Consequently, we conclude that the spatial distribution of flooding varies in the region. The results of this study will help in understanding social vulnerability, in selecting and combining adaptation measures suited to the characteristics of the area, and in the effective and efficient implementation of these measures by the local government’s disaster department.
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The impacts of flooding are expected to rise due to population increases, economic growth and climate change. Hence, understanding the physical and spatiotemporal characteristics of risk drivers (hazard, exposure and vulnerability) is required to develop effective flood mitigation measures. Here, the long-term trend in flood vulnerability was analysed globally, calculated from the ratio of the reported flood loss or damage to the modelled flood exposure using a global river and inundation model. A previous study showed decreasing global flood vulnerability over a shorter period using different disaster data. The long-term analysis demonstrated for the first time that flood vulnerability to economic losses in upper-middle, lower-middle and low-income countries shows an inverted U-shape, as a result of the balance between economic growth and various historical socioeconomic efforts to reduce damage, leading to non-significant upward or downward trends. We also show that the flood-exposed population is affected by historical changes in population distribution, with changes in flood vulnerability of up to 48.9%. Both increasing and decreasing trends in flood vulnerability were observed in different countries, implying that population growth scenarios considering spatial distribution changes could affect flood risk projections.
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Although numerous studies have been conducted on the vulnerability of marginalized groups in the environmental justice (EJ) and hazards fields, analysts have tended to lump people together in broad racial/ethnic categories without regard for substantial within-group heterogeneity. This paper addresses that limitation by examining whether Hispanic immigrants are disproportionately exposed to risks from flood hazards relative to other racial/ethnic groups (including US-born Hispanics), adjusting for relevant covariates. Survey data were collected for 1283 adult householders in the Houston and Miami Metropolitan Statistical Areas (MSAs) and flood risk was estimated using their residential presence/absence within federally-designated 100-year flood zones. Generalized estimating equations (GEE) with binary logistic specifications that adjust for county-level clustering were used to analyze (separately) and compare the Houston (N = 546) and Miami (N = 560) MSAs in order to clarify determinants of household exposure to flood risk. GEE results in Houston indicate that Hispanic immigrants have the greatest likelihood, and non-Hispanic Whites the least likelihood, of residing in a 100-year flood zone. Miami GEE results contrastingly reveal that non-Hispanic Whites have a significantly greater likelihood of residing in a flood zone when compared to Hispanic immigrants. These divergent results suggest that human-flood hazard relationships have been structured differently between the two MSAs, possibly due to the contrasting role that water-based amenities have played in urbanization within the two study areas. Future EJ research and practice should differentiate between Hispanic subgroups based on nativity status and attend to contextual factors influencing environmental risk disparities.
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INTRODUCTION A substantial body of research has focused on the vulnerability of racial/ethnic minorities to hazards and disasters. This work has lumped people with diverse characteristics into general groups, such as "Hispanic" or "Latino/a" (Bolin 2007). Today, Hispanic immigrants represent an important group in U.S. society due to their large and increasing population. According to American Community Survey estimates, as of 2013 there were 21 million foreign-born Hispanics in the U.S., representing 52.5 percent of the total foreign-born population and 6 percent of the U.S. population. Hispanic immigrants are distinguishable from U.S.--born Hispanics due to their concerns about immigration status as well as cultural and linguistic differences. Treating Hispanics as a homogenous group may mask important differences between foreign-born and U.S.--born Hispanics and lead to erroneous conclusions about their disaster vulnerabilities. In order to address the particular risks experienced by foreign-born Hispanics in the U.S., more research characterizing salient dimensions of their vulnerability to hazards and disasters is needed. This study highlights particular vulnerabilities of foreign-born Hispanics living at risk to flooding and hurricanes in the Houston, Texas, and Miami, Florida, Metropolitan Statistical Areas (MSAs) by examining their self-protective actions, and their perceptions of and knowledge about flood risks, in comparison to both U.S.--born non-Hispanic whites and U.S.--born Hispanics. It addresses two research questions: what differences exist in self-protective actions and perceptions of risk between Hispanic immigrants, U.S.--born Hispanics, and U.S.--born white residents who live at high risk to flooding and hurricanes; and why do differences in self-protective actions and perceptions of risk exist between Hispanic immigrants, U.S.--born Hispanics, and U.S.--born white residents who live at high risk to flooding and hurricanes? Approaching these questions, we analyze primary structured survey and semistructured interview data using a mixed-method analysis approach, which enables us to clarify particular factors that place Hispanic immigrants at increased risk to flood and hurricane disasters. LITERATURE REVIEW The last three decades have marked the emergence of a social-vulnerability perspective on hazards and disasters, which emphasizes the influence of inequalities on differential risks (Hewitt 1983, 1997; Peacock and others 1997; Wisner and others 2004; Tierney 2006; Thomas and others 2013). From this perspective, risk is determined partly by human exposure to a hazard and partly by people's social vulnerability. While there is debate about the meaning and measurement of social vulnerability, the following definition is useful: "the characteristics of a person or group and their situation that influence their capacity to anticipate, cope with, resist and recover from the impact of a natural hazard" (Wisner and others 2004, 11). In this study, we analyze the social vulnerability of Hispanic immigrants in terms of self-protection from flood/hurricane hazards, and perceptions of and knowledge about flood/hurricane risks. Here, self-protection is defined as any structural or nonstructural strategy used by households to minimize loss and enable recovery from the impacts of flood or hurricane hazard exposures (NRC 2006). Self-protection strategies in the context of flood and hurricane hazards include home structural as well as nonstructural actions. Structural mitigation actions include elevating home structures, flood-proofing homes, and installing hurricane shutters (FEMA 2014). They also include nonstructural actions, such as maintaining flood insurance. In terms of nonstructural self-protection strategies, in the U.S., flood insurance plays an important protective role, since it provides compensation for property losses. Disaster preparedness is another dimension of nonstructural self-protection that has been examined extensively (Mulilis and Lippa 1990; Faupel and others 1992; Norris and others 1999; Sattler and others 2000; Miceli and others 2008; Borque and others 2013), and can include evacuation planning, maintaining basic supplies (for example, a first aid kit) and being alert (for example, being attentive to hazard reports). …
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Abstract This paper demonstrates the importance of disaggregating population data aggregated by census tracts or other units, for more realistic population distribution/location. A newly developed mapping method, the Cadastral-based Expert Dasymetric System (CEDS), calculates population in hyper-heterogeneous urban areas better than traditional mapping techniques. A case study estimating population potentially impacted by flood hazard in New York City compares the impacted population determined by CEDS with that derived by centroid-containment method and filtered areal-weighting interpolation. Compared to CEDS, 37% and 72% fewer people are estimated to be at risk from floods city-wide, using conventional areal weighting of census data, and centroid-containment selection, respectively. Undercounting of impacted population could have serious implications for emergency management and disaster planning. Ethnic/racial populations are also spatially disaggregated to determine any environmental justice impacts with flood risk. Minorities are disproportionately undercounted using traditional methods. Underestimating more vulnerable sub-populations impairs preparedness and relief efforts.
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Abstract High-resolution global flood risk maps are increasingly used to inform disaster risk planning and response, particularly in lower income countries with limited data or capacity. However, current approaches do not adequately account for spatial variation in social vulnerability, which is a key determinant of variation in outcomes for exposed populations. Here we integrate annual average exceedance probability estimates from a high-resolution fluvial flood model with gridded population and poverty data to create a global vulnerability-adjusted risk index for flooding (VARI Flood) at 90-meter resolution. The index provides estimates of relative risk within or between countries and changes how we understand the geography of risk by identifying ‘hotspots’ characterised by high population density and high levels of social vulnerability. This approach, which emphasises risks to human well-being, could be used as a complement to traditional population or asset-centred approaches.