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Abstract Flood risk management decisions in many countries are based on decision‐support frameworks which rely on cost‐benefit analyses. Such frameworks are seldom informative about the geographical distribution of risk, raising questions on the fairness of the proposed policies. In the present work, we propose a new decision criterion that accounts for the distribution of risk reduction and apply it to support flood risk management decisions on a transboundary stretch of the Rhine River. Three types of interventions are considered: embankment heightening, making Room for the River, and changing the discharge distribution of the river branches. The analysis involves solving a flood risk management problem according to four alternative formulations, based on different ethical principles. Formulations based on cost optimization lead to very poor performances in some areas for the sake of reducing the overall aggregated costs. Formulations that also include equity criteria have different results depending on how these are defined. When risk reduction is distributed equally, very poor economic performance is achieved. When risk is distributed equally, results are in line with formulations based on cost optimization, while a fairer risk distribution is achieved. Risk reduction measures also differ, with the cost optimization approach strongly favoring the leverage of changing the discharge distribution and the alternative formulations spending more on embankment heightening and Room for the River, to rebalance inequalities in risk levels. The proposed method advances risk‐based decision‐making by allowing to consider risk distribution aspects and their impacts on the choice of risk reduction measures.
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Abstract Study Region: In Canada, dams which represent a high risk to human loss of life, along with important environmental and financial losses in case of failure, have to accommodate the Probable Maximum Flood (PMF). Five Canadian basins with different physiographic characteristics and geographic locations, and where the PMF is a relevant metric have been selected: Nelson, Mattagami, Kenogami, Saguenay and Manic-5. Study Focus: One of the main drivers of the PMF is the Probable Maximum Precipitation (PMP). Traditionally, the computation of the PMP relies on moisture maximization of high efficiency observed storms without consideration for climate change. The current study attempts to develop a novel approach based on traditional methods to take into account the non-stationarity of the climate using an ensemble of 14 regional climate model (RCM) simulations. PMPs, the 100-year snowpack and resulting PMF changes were computed between the 1971-2000 and 2041-2070 periods. New Hydrological Insights for the Region: The study reveals an overall increase in future spring PMP with the exception of the most northern basin Nelson. It showed a projected increase of the 100-year snowpack for the two northernmost basins, Nelson (8%) and Manic-5 (3%), and a decrease for the three more southern basins, Mattagami (-1%), Saguenay (-5%) and Kenogami (-9%). The future spring PMF is projected to increase with median values between -1.5% and 20%.
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Spring flooding in riparian forests can cause significant reductions in earlywood-vessel size in submerged stem parts of ring-porous tree species, leading to the presence of ‘flood rings’ that can be used as a proxy to reconstruct past flooding events, potentially over millennia. The mechanism of flood-ring formation and the relation with timing and duration of flooding are still to be elucidated. In this study, we experimentally flooded four-year-old Quercus robur trees at three spring phenophases (late bud dormancy, budswell and internode expansion) and over different flooding durations (two, four and six weeks) to a stem height of 50 cm. The effect of flooding on root and vessel development was assessed immediately after the flooding treatment and at the end of the growing season. Ring width and earlywood-vessel size and density were measured at 25- and 75-cm stem height and collapsed vessels were recorded. Stem flooding inhibited earlywood-vessel development in flooded stem parts. In addition, flooding upon budswell and internode expansion led to collapsed earlywood vessels below the water level. At the end of the growing season, mean earlywood-vessel size in the flooded stem parts (upon budswell and internode expansion) was always reduced by approximately 50% compared to non-flooded stem parts and 55% compared to control trees. This reduction was already present two weeks after flooding and occurred independent of flooding duration. Stem and root flooding were associated with significant root dieback after four and six weeks and mean radial growth was always reduced with increasing flooding duration. By comparing stem and root flooding, we conclude that flood rings only occur after stem flooding. As earlywood-vessel development was hampered during flooding, a considerable number of narrow earlywood vessels present later in the season, must have been formed after the actual flooding events. Our study indicates that root dieback, together with strongly reduced hydraulic conductivity due to anomalously narrow earlywood vessels in flooded stem parts, contribute to reduced radial growth after flooding events. Our findings support the value of flood rings to reconstruct spring flooding events that occurred prior to instrumental flood records.
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A physiographical space‐based kriging method is proposed for regional flood frequency estimation. The methodology relies on the construction of a continuous physiographical space using physiographical and meteorological characteristics of gauging stations and the use of multivariate analysis techniques. Two multivariate analysis methods were tested: canonical correlation analysis (CCA) and principal components analysis. Ordinary kriging, a geostatistical technique, was then used to interpolate flow quantiles through the physiographical space. Data from 151 gauging stations across the southern part of the province of Quebec, Canada, were used to illustrate this approach. In order to evaluate the performance of the proposed method, two validation techniques, cross validation and split‐sample validation, were applied to estimate flood quantiles corresponding to the 10, 50, and 100 year return periods. Results of the proposed method were compared to those produced by a traditional regional estimation method using the canonical correlation analysis. The proposed method yielded satisfactory results. It allowed, for instance, for estimating the 10 year return period specific flow with a coefficient of determination of up to 0.78. However, this performance decreases with the increase in the quantile return period. Results also showed that the proposed method works better when the physiographical space is defined using canonical correlation analysis. It is shown that kriging in the CCA physiographical space yields results as precise as the traditional estimation method, with a fraction of the effort and the computation time.
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Objectives. To assess the environmental justice implications of flooding from Hurricane Harvey in Greater Houston, Texas, we analyzed whether the areal extent of flooding was distributed inequitably with respect to race, ethnicity, and socioeconomic status, after controlling for relevant explanatory factors.Methods. Our study integrated cartographic information from Harvey’s Inundation Footprint, developed by the US Federal Emergency Management Agency, with sociodemographic data from the 2012–2016 American Community Survey. Statistical analyses were based on bivariate correlations and multivariate generalized estimating equations.Results. The areal extent of Harvey-induced flooding was significantly greater in neighborhoods with a higher proportion of non-Hispanic Black and socioeconomically deprived residents after we controlled for contextual factors and clustering.Conclusions. Results provide evidence of racial/ethnic and socioeconomic injustices in the distribution of flooding and represent an importa...
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Abstract. Canada's RADARSAT missions improve the potential to study past flood events; however, existing tools to derive flood depths from this remote-sensing data do not correct for errors, leading to poor estimates. To provide more accurate gridded depth estimates of historical flooding, a new tool is proposed that integrates Height Above Nearest Drainage and Cost Allocation algorithms. This tool is tested against two trusted, hydraulically derived, gridded depths of recent floods in Canada. This validation shows the proposed tool outperforms existing tools and can provide more accurate estimates from minimal data without the need for complex physics-based models or expert judgement. With improvements in remote-sensing data, the tool proposed here can provide flood researchers and emergency managers accurate depths in near-real time.
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Floods account for a large part of global economic losses from natural disasters. As a result, the private insurance sector is increasingly participating in the financial risk sharing, thus expanding the role of actuaries to flood risk management. In this article, we investigate pricing and spatial segmentation of flood risk in the context of private insurance, meaning that individual risk assessment should minimize adverse selection. As such, we design a hierarchical flood risk model that allows an assessment at the individual level. Our model relies on a chain of physics-based climate, hydrological, and hydraulics modules combined with civil engineering methods to map the distribution of individual flood losses at high resolution. Building on such approach, we design pricing and segmentation methods tailored for flood risk management. We then apply the methods to study flood risk in a small city in the province of Quebec. We calculate premiums, analyze the impacts of risk sharing, set pricing territories consistent with the spatial flood risk, and finally, quantify the impact of greenhouse gas emission scenarios on individual and aggregate losses, premiums, and tail risk measures.
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Variability and nonstationarity in flood regimes of cold regions are examined using data from hydrometric reference streamflow gauging stations from 27 natural watersheds in Canada and adjacent areas of the United States. Choosing stations from reference networks with nearly 100 years of data allows for the investigation of changes that span several phases of some of the atmospheric drivers that may influence flood behavior. The reference hydrologic networks include only stations considered to have good quality data and were screened to avoid the influences of regulation, diversions, or land use change. Changes and variations in flood regimes are complex and require a multifaceted approach to properly characterize the types of changes that have occurred and are likely to occur in the future. Peaks over threshold (POT) data are extracted from daily flow data for each watershed, and changes to the magnitude, timing, frequency, volume, and duration of threshold exceedences are investigated. Seasonal statistics are used to explore changes in the nature of the flood regime based on changes in the timing of flood threshold exceedences. A variety of measures are developed to infer flood regime shifts including from a nival regime to a mixed regime and a mixed regime to a more pluvial-dominated regime. The flood regime at many of the watersheds demonstrates increased prominence of rainfall floods and decreased prevalence of snowmelt contributions to flood responses. While some individual stations show a relationship between flood variables and climate indices, these relationships are generally weak.
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In gravelly floodplains, streamflood events induce groundwater floodwaves that propagate through the alluvial aquifer. Understanding groundwater floodwave dynamics can contribute to groundwater flood risk management. This study documents groundwater floodwaves on a flood event basis to fully assess environmental factors that control their propagation velocity, their amplitude and their extension in the floodplain, and examines the expression of groundwater flooding in the Matane River floodplain (Quebec, Canada). An array of 15 piezometers equipped with automated level sensors and a river stage gauge monitoring at 15-minute intervals from September 2011 to September 2014 were installed within a 0.04-km2 area of the floodplain. Cross-correlation analyses were performed between piezometric and river-level time series for 54 flood events. The results reveal that groundwater floodwave propagation occurs at all flood magnitudes. The smaller floods produced a clear groundwater floodwave through the floodplain, while the largest floods affected local groundwater flow orientation by generating an inversion of the hydraulic gradient. Propagation velocities ranging from 8 to 13 m/h, which are two to three orders of magnitude higher than groundwater velocity, were documented while the induced pulse propagated across the floodplain to more than 230 m from the channel. Propagation velocity and amplitude attenuation of the groundwater floodwaves depend both on flood event characteristics and the aquifer characteristics. Groundwater flooding events are documented at discharge below bankfull (< 0.5 Qbf). This study highlights the role of flood event hydrographs and environmental variables on groundwater floodwave properties and the complex relationship between flood event discharge and groundwater flooding. The role that groundwater floodwaves play in flood mapping and the ability of analytical solutions to reproduce them are also discussed.
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Synthetic Aperture Radar (SAR) imagery is a vital tool for flood mapping due to its capability to acquire images day and night in almost any weather and to penetrate through cloud cover. In rural areas, SAR backscatter intensity can be used to detect flooded areas accurately; however, the complexity of urban structures makes flood mapping in urban areas a challenging task. In this study, we examine the synergistic use of SAR simulated reflectivity maps and Polarimetric and Interferometric SAR (PolInSAR) features in the improvement of flood mapping in urban environments. We propose a machine learning model employing simulated and PolInSAR features derived from TerraSAR-X images along with five auxiliary features, namely elevation, slope, aspect, distance from the river, and land-use/land-cover that are well-known to contribute to flood mapping. A total of 2450 data points have been used to build and evaluate the model over four different areas with different vegetation and urban density. The results indicated that by using PolInSAR and SAR simulated reflectivity maps together with five auxiliary features, a classification overall accuracy of 93.1% in urban areas was obtained, representing a 9.6% improvement over using the five auxiliary features alone.
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Modelling techniques now allow flood risk to be mapped down to street or even building level in a study showing that floods disproportionately affect disadvantaged communities and particular ethnic groups.